The Securities and Exchange Commission ("SEC") requires that all broker-dealers who route equity orders and options
securities provide a quarterly report outlining their routing practices, pursuant to Rule 606. As your financial
professional's broker-dealer, USA Financial Securities Corporation ("USA Financial Securities") is sending you this
notice as a reminder regarding the availability of our order routing reports.
USA Financial Securities places equity orders exclusively with our clearing broker, Pershing LLC ("Pershing"),
for routing and execution. USA Financial Securities does not have discretion regarding Pershing's routing and
execution decisions, nor do we receive payment for directing orders to Pershing.
You can view USA Financial Securities quarterly order routing reports by visiting:
USA Financial Securities does not engage in options trading.
If you have questions regarding this notice or USA Financial Securities' order routing please contact (888) 407-8198.
Broker Dealer & RIAMember FINRA/SIPC
Formulaic TrendingAsset Management
Turnkey AssetManagement Program
Insurance & AnnuityDistribution